Market Abuse & Insider Dealing

Market Abuse and Insider Dealing

Providing risk assurance and remediation

Our advisory solutions support the risk assurance linked with Market Abuse and Insider dealing.

Insider Information

Market Manipulation

Investment Recommendations and Communications

Managing Insider Lists

Our solutions support review, assessment and remediation of vulnerabilities.

Our team can also work with you to implement surveillance tools, streamline or automate periodic testing, or perform thematic reviews.

We can work with technology partners to support the automation of these processes.

Control Framework

Risk Assurance

Conduct and Surveillance

Training