Market Abuse and Insider Dealing
Providing risk assurance and remediation
Our advisory solutions support the risk assurance linked with Market Abuse and Insider dealing.
Investment Recommendations and Communications
Managing Insider Lists
Our solutions support review, assessment and remediation of vulnerabilities.
Our team can also work with you to implement surveillance tools, streamline or automate periodic testing, or perform thematic reviews.
We can work with technology partners to support the automation of these processes.
Conduct and Surveillance