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The IA Engine Podcast with Sarah Peaston, GDFM – Cloning #2 (ext. link)
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The IA Engine Podcast with Sarah Peaston, GDFM – Cloning #2 (ext. link)

Episode 14 (Part 2): Cloning – A Bit Too Up Close and Personal

The IA Engine Podcast with Sarah Peaston, GDFM – Cloning #1 (ext. link)
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The IA Engine Podcast with Sarah Peaston, GDFM – Cloning #1 (ext. link)

Episode 14 (Part 1): Cloning – A Bit Too Up Close and Personal

Financial Crime Control Failings in Trade Finance Activities
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Financial Crime Control Failings in Trade Finance Activities

In September 2021, the FCA and the PRA sent a joint letter* to CEOs of firms engaged in trade finance activity to warn them to take action in response to failings identified and to reiterate their expectations of firms when undertaking such activities.

GDFM Combat Clone Managed Service – Raising Your Defences (Part II)
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GDFM Combat Clone Managed Service – Raising Your Defences (Part II)

GDFM Combat Clone Managed Service – Raising Your Defences (Part II) Read Part I here. It’s crucial that organisations seeking…

Common Control Failings Briefing
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Common Control Failings Briefing

In May 2021, the FCA has send a letter* to retail banks’ CEOs to warn them to take action in response to common control failings identified in anti-money laundering.

GDFM Combat Clone Managed Service – Raising Your Defences (Part I)
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GDFM Combat Clone Managed Service – Raising Your Defences (Part I)

GDFM Combat Clone Managed Service – Raising Your Defences (Part I) It’s crucial that organisations seeking or managing investment processes…