Governance

The Senior Manager Regime (SMR) can be particularly challenging for firms as it is a significant operational change from previous requirements. It requires senior managers to go beyond compliance and embrace the principles and values of the regime.

GDFM offer tailored SMR awareness training and workshops designed to provide senior managers with a comprehensive overview of the key principles and capabilities of SMRC, specifically tailored to your firm’s needs. Our expert consultants will facilitate an interactive workshop tailored to suit your firm’s unique challenges and requirements in line with best practices within the industry.

Additionally, GDFM can perform periodic SMR health check assessments of the maturity of your firm’s SMR, benchmarked against industry best practices and regulatory requirements. We will provide practical tools and takeaways so your firm can immediately implement real change.